Case List

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Case TypeLead Motion DueClaim File DeadlineCompany NameSymbolCuspin/ISINClass BeginCase EndExpanded Class BeginExpanded Class EndClaims Administration
Pending2015/12/146D Global Technologies, Inc.SIXD83002F1002010/11/032015/09/10
Pending2018/07/27A10 Networks, Inc.ATEN0021211012016/02/092018/01/30
Pending2017/08/18Aaron's, Inc.AAN0025353002015/02/062015/10/29
Pending2018/09/24AbbVie, Inc.ABBV00287Y1092018/05/302018/05/30
Pending2018/11/20AbbVie, Inc.ABBV00287Y1092013/10/252018/09/18
Pending2015/10/09Abengoa, S.A.ABGB00289R2012014/11/122015/08/022013/10/132015/08/02
Pending2014/02/04ABN AMRO Bank N.V. (Australia)ABNAU3AB00000512006/09/052012/09/05
Pending2016/08/05Abocom Systems Inc. (Taiwan)2444VARIOUS2006/01/132015/09/10
Pending2017/10/13Acacia Communications, Inc.ACIA00401C1082016/08/112017/07/13
Pending2018/09/17Acadia Pharmaceuticals, Inc.ACAD0042251082016/04/292018/07/09
Pending2016/03/02Acer Incorporated (Taiwan)2353VARIOUS2013/11/042013/11/04
Pending2018/06/25Aceto CorporationACET0044461002017/08/252018/04/18
Pending2018/03/05Acuity Brands, Inc.AYI00508Y1022016/06/292017/04/032015/10/152017/04/03
Pending2016/12/27Adeptus Health, Inc.ADPT0068551002015/04/232015/11/162014/06/252016/11/01
Pending2018/07/20ADT, Inc.ADT00090Q1032018/01/182018/05/21
Pending2018/04/09Advance Auto Parts, Inc.AAP00751Y1062016/11/142017/08/15
Pending2018/03/19Advanced Micro Devices, Inc.AMD0079031072017/02/212018/01/11
Pending2017/12/29Advanced Semiconductor Engineering, Inc. (Taiwan)2311VARIOUS2016/04/192016/05/25
Pending2017/10/02Advisory Board Company, TheABCO00762W1072015/01/212016/02/23
Pending2018/08/06Aegean Marine Petroleum Network, Inc.ANWY0017S1022016/04/282018/06/04
Pending2016/11/01Aeon Motor Co. Ltd. (Taiwan)1599VARIOUS2012/01/012012/04/27
Pending2018/03/20Aerohive Networks, Inc.HIVE0077861062017/11/012018/01/16
Pending2015/01/12Aeterna Zentaris, Inc.AEZS0079753032012/10/182014/11/062011/08/302014/11/06
Pending2018/08/13Akers Biosciences, Inc.AKER00973E1022017/05/152018/06/05
Pending2018/05/07Akorn, Inc.AKRX0097281062017/03/012018/02/26
Pending2017/12/26Albany Molecular Research, Inc.AMRI0124231092017/08/312017/08/31
Pending2016/06/20Alere, Inc.ALR01449J1052013/05/092016/04/20
Pending2017/01/17Alexion Pharmaceuticals, Inc.ALXN0153511092014/02/102016/11/092014/02/102016/12/09
Pending2015/01/01Alibaba Group Holding LimitedBABA01609W1022014/09/182015/10/05
Pending2015/03/31Alibaba Group Holding LimitedBABA01609W1022014/10/212015/01/282014/10/212015/01/28
Pending2013/01/28Align Technology, Inc.ALGN20162551012012/04/232012/10/17
Pending2018/01/22Alkermes plcALKSVARIOUS2015/02/242017/11/03
Pending2018/06/25Allegiant Travel CompanyALGT01748X1022015/06/082018/04/13
Pending2014/01/01Allen-Vanguard Corporation (Canada)VRSVARIOUS2007/08/032009/09/12
Pending2017/01/03Allergan PLCAGNVARIOUS2014/02/252016/11/03
Pending2014/06/02Allied Nevada Gold Corp.ANV0193441002013/01/182013/08/05
Pending2017/01/09Allstate Corporation, TheALL0200021012014/10/302015/08/03
Pending2016/01/01Ally Financial Inc.ALLYVARIOUS2014/04/112016/10/21
Pending2018/03/23Almost Family, Inc.AFAM0204091082017/11/162017/11/16
Pending2016/01/01Alon Blue Square Israel Ltd. (Israel)BSIVARIOUS2016/05/312016/05/31
Pending2018/01/01Altice USA, iNC.ATUS02156K1032017/06/212018/08/07
Pending2015/03/17Altisource Asset Management Corp.AAMC02153X1082013/04/192015/01/12
Pending2015/05/26Altisource Residential CorporationRESI02153W1002013/02/072015/01/23
Pending2016/05/24Amaya, Inc.AYA02314M1082015/06/082016/03/222015/06/082016/03/23
Pending2018/03/13AMC Entertainment Holdings, Inc.AMC00165C1042016/12/202017/08/01
Pending2017/04/21American DG Energy, Inc.ADGE0253981082016/11/022016/11/02
Pending2015/09/28American Express CompanyAXP0258161092014/10/162015/02/11
Pending2014/12/29American Realty Capital Properties, Inc.ARCP02917T1042014/02/272014/10/282011/09/112014/10/29
Pending2017/04/03American Realty Capital-Retail Centers of America, Inc.N/AN/A2016/12/152016/12/15
Pending2015/04/13Amira Nature Foods Ltd.ANFIB8PPRT32012/09/272015/02/09
Pending2018/06/04AMP Limited (Australia)AMPVARIOUS2015/05/282018/04/132012/06/072018/04/15
Pending2018/01/01AMP Limited (Australia)ASX:AMPVARIOUS2015/05/272018/04/13
Pending2018/01/01AMP Limited (Australia)AMPVARIOUS2017/05/012018/04/162013/05/062018/04/20
Pending2018/01/01AMP Limited (Australia)AMP; AMLYYVARIOUS2013/05/062018/04/13
Pending2018/06/11AMP Limited (Australia)AMPVARIOUS2017/05/012018/04/30
Pending2018/10/24Ampio Pharmaceuticals, Inc.AMPE03209T1092017/12/142018/08/07
Pending2017/05/01AmTrust Financial Services, Inc.AFSI0323593092016/05/102017/02/242015/03/022017/03/16
Pending2017/07/03Anadarko Petroleum CorporationAPC0325111072016/02/172017/05/02
Pending2018/08/21Analogic CorporationALOG0326572072018/04/102018/04/10
Pending2017/12/22Antares Pharma, Inc.ATRS0366421062016/12/212017/10/12
Pending2017/01/01Apigee CorporationAPIC03765N1082015/04/232016/03/172015/04/242016/03/16
Pending2016/01/01Apigee CorporationAPIC03765N1082015/04/242016/03/17
Pending2016/05/13Apollo Education Group, Inc.APOL0376041052013/06/262015/10/21
Pending2015/05/05Appliance Recycling Centers of America, Inc.ARCI03814F2052012/03/152015/02/11
Pending2017/10/04Applied Optoelectronics, Inc.AAOI03823U1022017/07/132017/08/03
Pending2018/02/13Aqua Metals, Inc.AQMS03837J1012017/02/092017/11/092016/05/192017/11/09
Pending2017/02/07Arasor International Limited (n/k/a Lionhub Group Limited) (Australia)ARR; LHBVARIOUS2006/10/112008/05/12
Pending2017/04/07Aratana Therapeutics, Inc.PETX03874P1012015/03/162017/02/03
Pending2018/01/01Arcimoto, Inc.FUV0395871002017/09/202018/03/09
Pending2017/12/08Arconic, Inc.ARNC03965L1002017/02/282017/06/262013/11/042017/06/26
Pending2017/01/01Arconic, Inc. (Depositary Shares)ARNC03965L3082014/09/182017/07/18
Pending2018/01/22Array Biopharma, Inc.ARRY04269X1052015/12/162017/03/17
Pending2018/01/01Arrium Limited (Australia)ARIVARIOUS2014/08/192015/01/23
Pending2017/01/17Arrowhead Pharmaceuticals, Inc.ARWR04280A1002015/05/112016/11/082015/01/122016/11/29
Pending2013/07/22Aruba Networks, Inc.ARUN0431761062012/05/172013/05/16
Pending2018/03/30Ashley Services Group Limited (Australia)ASHVARIOUS2014/08/072015/04/272014/08/212015/04/26
Pending2014/01/01Asia Packaging Group Inc. (Canada)APXVARIOUS2011/04/262013/11/06
Pending2017/01/01ASMedia Technology Inc. (Taiwan)5269VARIOUS2014/07/162014/07/21
Pending2015/08/24Associated Estates Realty CorporationAEC0456041052015/04/222015/04/22
Pending2018/03/12ATBCOIN, LLC Initial Coin Offering (ICO)N/AN/A2017/06/122017/09/15
Pending2013/06/02Atlantic Power Corporation (Canada)VARIOUS2012/11/052013/02/28
Pending2018/05/04Atlas Financial Holdings, Inc.AFHG062071152017/03/132018/03/02
Pending2013/07/23ATP Oil Gas CorporationN/A00208JAE82010/12/162013/05/24
Pending2016/01/29Aurona Industries, Inc. (Taiwan)8074VARIOUS2013/09/022014/05/20
Pending2017/08/21Axiom Holdings, Inc.AIOM05463W1082016/10/142017/06/19
Pending2018/03/12AZZ, Inc.AZZ0024741042015/04/222018/01/08
Pending2017/08/28B Communications, Ltd.BCOMM156291042013/11/072017/06/19
Pending2017/05/02Babcock Wilcox Enterprises, Inc.BW05614L1002015/07/012017/02/28
Pending2014/01/01Baffinland Iron Mines Corporation (Canada)BIMVARIOUS2010/09/222011/02/17
Pending2018/03/26Ballard Power Systems, Inc.BLDP0585861082016/09/302018/01/25
Pending2017/03/24Banc of California, Inc.BANC05990K1062015/10/292017/01/202016/04/152017/01/20
Pending2016/11/30Banca Monte Dei Paschi Di Siena SpA (Italy)VARIOUS2009/01/022010/04/272008/01/022012/11/14
Pending2016/08/02Banco Bradesco, S.A.BBDO; BBDVARIOUS2012/04/302016/05/31
Pending2018/06/11Banco SantanderSANVARIOUS2012/12/012013/10/31
Pending2015/05/22Bankia, S.A. (Spain)BKIAVARIOUS2011/07/112012/05/25
Pending2009/05/03Barclays Bank PlcBACRVARIOUS2006/04/282009/03/04
Pending2009/05/11Barclays Bank Plc, American Depositary Shares, Series 4BCS-C06739H5112007/12/032009/03/12
Pending2014/09/26Barclays PLCBCS06738E2042011/08/022014/06/25
Pending2018/04/02Barracuda Networks, Inc.CUDA0683231042017/11/272017/11/27
Pending2017/07/10Barrick Gold CorporationABX0679011082017/02/162017/04/24
Pending2014/01/01Barrick Gold Corporation (Canada)ABXVARIOUS2009/05/072013/11/01
Pending2018/03/05Bay Bancorp, Inc.BYBK07203T1062017/09/272017/09/27
Pending2018/01/01Bay Zu Precision Co., Ltd. (Taiwan)5257VARIOUS2013/08/152016/07/05
Pending2014/01/01BCE Inc. (Holders) (Canada)BCEVARIOUS2007/08/082008/07/04
Pending2014/01/01BCE Inc. (Sellers) (Canada)BCEVARIOUS2008/06/302008/07/04
Pending2017/03/17Bellamy's Australia Limited (Australia)BALVARIOUS2016/04/142016/12/012016/04/142016/12/09
Pending2018/01/29Bellamy's Australia Limited (Australia)BALVARIOUS2016/04/142016/12/09
Pending2013/01/01Bellamy's Australia Limited (Australia)BALVARIOUS2016/04/142016/12/012016/04/142016/12/09
Pending2018/04/09Bellicum Pharmaceuticals, Inc.BLCM0794811072017/05/082018/01/30
Pending2011/04/19Best Buy Co., Inc.BBY0865161012010/09/142010/12/13
Pending2014/10/31Bestec Power Electronics Co., Ltd. (Taiwan)3308VARIOUS2009/12/232010/03/08
Pending2015/10/06BH Global Corp Ltd. (Taiwan)911608VARIOUS2010/10/202010/10/27
Pending2016/04/25BHP Billiton Limited/BHP Billiton PLCBHP; BBLVARIOUS2014/09/252015/11/30
Pending2018/10/01BHP Billiton Limited/BHP Billiton Plc (Australia)BHP; BLT; BILVARIOUS2013/10/212015/11/092013/10/212015/11/30
Pending2018/09/25BHP Billiton Limited/BHP Billiton plc (Australia)BHPVARIOUS2014/08/272015/11/09
Pending2017/05/17BioAmber, Inc.BIOA09072Q1062017/01/232017/03/16
Pending2018/05/22BioCryst Pharmaceuticals, Inc.BCRX09058V1032018/01/212018/01/21
Pending2016/12/23Biogen, Inc.BIIB09062X1032014/07/232015/07/23
Pending2014/01/01Birch Mountain Resources Ltd. (Canada)BHMNFVARIOUS2005/04/012008/11/05
Pending2018/04/13BitConnect International PLC Initial Coin Offering (ICO)N/AN/A2016/11/152018/01/17
Pending2013/12/03BlackBerry LimitedBBRYVARIOUS2012/09/272013/09/202013/03/282013/09/20
Pending2013/02/20BlackBerry Limited (Canada)BBVARIOUS2013/03/282013/09/20
Pending2016/06/10Blount International, Inc.BLT0951801052016/03/042016/03/04
Pending2017/10/16Blue Apron, Inc.APRN09523Q1012017/06/282017/08/16
Pending2016/11/07BlueNRGY Group LimitedCBDEFVARIOUS2014/06/132014/10/24
Pending2017/06/02BofI Holding, Inc.BOFI05566U1082016/04/282017/03/30
Pending2015/12/14Bofi Holding, Inc.BOFI05566U1082013/09/042015/10/13
Pending2018/06/18Booz Allen Hamilton Holdings CorporationBAH0995021062008/07/312008/07/31
Pending2015/04/01BP p.l.c. (2015) (Netherlands) (Investor Claims Foundation)BPVARIOUS2007/05/092010/05/282007/04/092010/05/28
Pending2013/01/15BP p.l.c. (Canada)BPVARIOUS2007/05/092010/09/08
Pending2015/10/01BP p.l.c. (Netherlands)BPVARIOUS2007/01/162010/07/15
Pending2015/06/02BP, P.L.C.BP0556221042005/03/312006/08/04
Pending2018/06/29Brambles Ltd. (Australia)BXBVARIOUS2016/08/182017/02/17
Pending2018/06/29Brambles Ltd. (Australia)BXBVARIOUS2016/10/202017/02/19
Pending2018/05/11BRF S.A.BRFS10552T1072013/04/042018/03/02
Pending2014/06/10BrisConnections Management Company Limited (2013) (Australia)BCSCAVARIOUS2008/06/242008/07/31
Pending2018/04/10Bristol-Myers Squibb CompanyBMY1101221082015/01/272016/10/09
Pending2015/10/13Broadcom Corp.BRCM1113201072015/05/282015/05/28
Pending2017/03/03Brocade Communications Systems, Inc.BRCD1116213062016/11/022016/11/022016/12/122016/12/12
Pending2014/06/17Brokerage Firms (High Frequency Trading Case)N/AN/A2009/04/182014/04/18
Pending2017/01/01BT Group plc (United Kingdom)BTVARIOUS2016/05/052017/01/27
Pending2018/01/01BT Group PLC (United Kingdom)BTVARIOUS2013/02/012017/01/24
Pending2017/03/27BT Group, PLCBTVARIOUS2012/05/242017/01/202012/05/242017/01/23
Pending2016/07/01Bull Will Co. Ltd. (Taiwan)6259VARIOUS2013/11/152015/09/11
Pending2015/03/23Calavo Growers, Inc.CVGW1282461052012/03/052015/01/142012/03/052015/01/15
Pending2014/01/01Canada Lithium Corporation (Canada)CLQVARIOUS2010/10/282011/02/28
Pending2014/01/01Canadian Imperial Bank of Commerce (Canada)CMVARIOUS2007/05/312008/02/28
Pending2014/01/01Canadian Solar, Inc. (Canada)CSIQVARIOUS2009/05/262010/06/01
Pending2018/06/04Cancer Genetics, Inc.CGIX13739U1042017/03/232018/04/02
Pending2014/06/23CannaVEST Corp.CANV1376531012013/05/202014/04/03
Pending2016/12/02Capella Microsystems, Inc. (Sellers Class) (Taiwan)3582VARIOUS2014/07/092014/07/09
Pending2018/02/26Capitala Finance Corp.CPTA14054R1062016/01/042017/08/07
Pending2016/01/15Capstone Turbine Corp.CPST14067D4092013/11/072015/11/05
Pending2016/04/12Cardiovascular Systems, Inc.CSII1416191062011/09/122016/01/21
Pending2017/06/27Catalyst Hedged Futures Strategy FundHFXAX; HFXCX; HFXIXVARIOUS2014/11/012017/04/28
Pending2015/08/03Catamaran CorporationCTRX1488871022015/03/302015/03/30
Pending2017/05/02Caterpillar, Inc.CAT1491231012013/02/192017/03/01
Pending2018/06/04CBOE Global Markets (formerly known as CBOE Holdings, Inc.)2004/03/262018/04/05
Pending2018/10/26CBS CorporationCBS.A; CBSVARIOUS2014/02/142018/07/27
Pending2017/06/19Celadon Group, Inc.CGI1508381002016/12/302017/04/182016/01/272017/05/02
Pending2018/05/29Celgene CorporationCELG1510201042016/09/122018/02/272015/01/122018/02/27
Pending2015/08/31Celladon CorporationCLDN15117E1072014/07/072015/06/25
Pending2018/05/15Cemex, S.A.B. de C.V.CX1512908892014/08/142018/03/13
Pending2017/01/03Cempra, Inc.CEMP15130J1092016/05/012016/11/012015/10/222016/11/01
Pending2017/04/25Cemtrex, Inc.CETX15130G3032016/02/112017/02/22
Pending2017/01/13Centene CorporationCNC15135B1012016/04/262016/09/06
Pending2018/03/05Centra Tech, Inc.N/AN/A2017/07/302017/10/05
Pending2015/09/21Centrais Eletricas Brasileiras S.A. - ElectrobrasEBR15234Q1082014/02/102015/04/292010/08/172015/06/24
Pending2013/08/05CenturyLink, Inc.CTL1567001062012/08/082013/02/14
Pending2017/08/21CenturyLink, Inc.CTL1567001062016/08/032017/06/192013/03/012017/06/19
Pending2017/12/26CenturyLink, Inc.CTL156700AM82013/03/012017/06/19
Pending2016/09/16Charles Schwab Corporation, TheSCHW8085131052011/07/132016/07/13
Pending2018/01/08Cheetah Mobile, Inc.CMCM1630751042017/04/262017/10/25
Pending2015/05/18Chemical Mining Co. of Chile, Inc.SQM8336351052014/03/042015/03/172010/06/302015/03/17
Pending2016/12/05Chesapeake Energy CorporationCHK1651671072015/02/272016/09/28
Pending2016/08/08Chiasma, Inc.CHMA16706W1022015/07/152016/04/17
Pending2017/05/01Chicago Bridge Iron Company, N.V.CBI1672501092013/10/292014/12/10
Pending2018/04/02Chicago Bridge Iron Company, N.V.CBI1672501092017/12/182017/12/18
Pending2014/09/03China Agritech, Inc.CAGC16937A2002009/11/122011/03/11
Pending2018/08/06China Auto Logistics, Inc.CALI16936J2022017/03/282018/04/13
Pending2017/04/05China Electric Manufacturing Corp. (Taiwan)1611VARIOUS2012/08/312016/10/28
Pending2010/08/10China North East Petroleum Holdings, Ltd.NEP16941G1022009/08/142010/05/262008/05/152010/05/26
Pending2014/09/15China XD Plastics CompanyCXDCVARIOUS2009/08/122014/07/10
Pending2012/07/25ChinaCast Education CorporationCAST16946T1092011/02/142012/04/02
Pending2016/03/08Chipotle Mexican Grill, Inc.CMG1696561052015/02/042016/01/05
Pending2017/09/18Chipotle Mexican Grill, Inc.CMG1696561052016/02/052017/07/19
Pending2016/05/03Chong Hong Construction Co. Ltd. (Taiwan)5534VARIOUS2012/11/012013/01/07
Pending2016/04/04Cigna CorporationCI1255091092014/02/272016/01/21
Pending2018/10/02Cimic Group (f/k/a Leighton Holdings) (Australia)CIM; LEIVARIOUS2010/11/232013/10/072010/11/232013/10/03
Pending2009/05/12Citigroup Inc., Series AAC-PP1729675722006/03/022009/03/13
Pending2015/02/02Cobalt International Energy, Inc.CIE19075F1062012/02/212014/11/042011/03/012014/11/03
Pending2018/11/19Cocrystal Pharma, Inc. (f.k.a Biozone Pharmaceuticals, Inc.)COCP19188J3002013/09/232018/09/07
Pending2016/12/05Cognizant Technology Solutions CorporationCTSH1924461022016/02/252016/09/302015/02/272016/09/30
Pending2015/12/31Coland Holdings Ltd. (Taiwan)4144VARIOUS2011/10/112012/03/14
Pending2013/06/25Cole Credit Property Trust III, Inc.N/AN/A2013/03/062013/04/05
Pending2018/06/05Colony NorthStar, Inc.CLNS19625W1042017/02/282018/03/012017/01/102018/03/01
Pending2012/04/02Columbia Laboratories, Inc.CBRX1977791012010/12/062012/01/20
Pending2018/06/29Columbia Pipeline Group, Inc.CPGX1982801092016/05/182016/05/18
Pending2018/03/09Come True Biomedical Inc. (Taiwan)6236VARIOUS2013/06/032015/11/30
Pending2017/11/01Commonwealth Bank of Australia (Australia)CBAVARIOUS2015/08/172017/08/032015/07/012017/08/03
Pending2018/06/15Commonwealth Bank of Australia (Australia)CBAVARIOUS2015/07/012017/08/032014/06/162017/08/03
Pending2011/07/08Community Health Systems, Inc.CYH2036681082006/07/272011/04/082006/07/272011/04/11
Pending2016/05/17CommunityOne BancorpCOB20416Q1082016/02/182016/02/18
Pending2016/10/14Concordia International Corp.CXRXVARIOUS2015/11/122016/08/12
Pending2015/10/06Constant Contact, Inc.CTCT2103131022014/10/232015/07/23
Pending2015/09/04CorMedix, Inc.CRMD21900C1002011/03/122015/06/29
Pending2016/10/24Corrections Corporation of AmericaCXW22025Y4072012/02/272016/08/17
Pending2015/01/01Coupon.com, IncorporatedCOUP22265J1022014/03/072015/03/20
Pending2016/08/15CPI Card Group, Inc.PMTS12634H1012015/10/082016/06/15
Pending2018/02/20Credit Suisse Group AGCS2254011082015/03/202016/02/03
Pending2018/05/14Credit Suisse VelocityShares Daily Inverse VIX Short Term ETNsVIX22542D7952018/01/292018/02/05
Pending2016/06/28Cresud Sociedad Anonima Comercial, Inmobiliaria, Financiera y AgropecuariaCRESY2264061062015/05/132015/12/30
Pending2018/11/05Cronos Group, Inc.CRON22717L1012018/08/212018/08/30
Pending2017/05/31Crown Resorts Limited (Australia)ASEVARIOUS2015/06/172016/10/162015/02/062016/10/16
Pending2018/05/07Crystal Rock Holdings, Inc.CRVP22940F1032018/02/122018/02/12
Pending2018/10/23CV Sciences, Inc.CVSI1266541022017/06/192018/08/20
Pending2015/01/01Cyan, Inc.CYNI23247W1042013/05/092013/11/04
Pending2015/01/01Daewoo Shipbuilding Marine Engineering Co., Ltd. (South Korea)042660.KSVARIOUS2015/03/312015/07/14
Pending2016/06/28Daimler AGDDAIF; DDAIYVARIOUS2012/02/222016/04/21
Pending2018/10/31Daimler AG (Germany)DDAIFVARIOUS2015/09/262018/06/11
Pending2017/02/14Dakota Plains Holdings, Inc.DAKP2342551072012/03/232016/08/15
Pending2017/04/03DaVita, Inc.DVA23918K1082015/08/052016/10/21
Pending2014/07/21Dell, Inc.DELL24702R1012012/02/222012/05/22
Pending2018/01/01Dentsply Sirona, Inc.XRAY24906P1092015/12/082018/06/07
Pending2017/10/17Depomed, Inc.DEPO2499081042015/02/262017/08/07
Pending2017/05/15Desarrolladora Homex, S.A.B. de C.V.DHOXY25030W2092012/04/302016/05/05
Pending2016/07/11Deutsche Bank AGDBD181908982013/04/152016/04/29
Pending2009/04/25Deutsche Bank AGDUA, DCEVARIOUS2006/10/102009/02/24
Pending2018/08/06Deutsche Bank AktiengesellschaftDBVARIOUS2017/03/202018/05/30
Pending2017/12/22Deutsche Postbank AG (Germany)N/AVARIOUS2010/10/072010/10/07
Pending2017/11/10Deutsche Postbank AG (Germany)N/AVARIOUS2008/09/122010/12/31
Pending2017/12/05Deutsche Postbank AG (Germany)N/AVARIOUS2010/10/072010/10/07
Pending2016/07/12DeVry Education Group, Inc.DV2518931032011/02/042016/01/27
Pending2018/09/24Diamond Resorts International, Inc.DRII25272T1042016/07/142016/09/01
Pending2017/12/22Diana Containerships, Inc.DCIXVARIOUS2017/01/262017/10/032016/06/092017/10/03
Pending2018/10/08Dick Smith Holdings Limited (n/k/a DSHE Holdings Ltd.) (Australia)DSHVARIOUS2015/02/162015/12/312015/02/162016/01/03
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Pending2013/05/14Diodes Inc.DIOD2545431012011/02/092011/06/09
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Pending2018/05/11DST Systems, Inc.DST2333261072018/01/112018/01/11
Pending2017/01/17Dynavax Technologies CorporationDVAX2681582012014/03/102016/11/11
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Pending2016/08/01Eagle Pharmaceuticals, Inc.EGRX2697961082016/02/232016/03/18
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Pending2018/06/04EarthLink Holdings CorporationELNK27033X1012017/01/232017/01/23
Pending2016/09/23Eaton Corporation, plcETNG291831032013/11/132014/07/28
Pending2018/10/09Echelon CorporationELON27874N3032018/06/282018/06/28
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Pending2018/06/22Edge Therapeutics, Inc.EDGE2798701092017/12/292018/03/27
Pending2015/09/04Edison InternationalEIX2810201072014/07/312015/06/24
Pending2017/03/28Egalet CorporationEGLT28226B1042015/12/152017/01/09
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Pending2013/03/05Electronic Game Card, Inc.EGMIQ2857161062007/04/052010/02/19
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Pending2015/10/30Eminent Luggage Corp. (Taiwan)9950VARIOUS2011/07/012011/07/22
Pending2015/06/26Emulex CorporationELX2924752092015/02/252015/02/25
Pending2017/10/17Endo International LitigationENDPVARIOUS2012/11/302017/07/06
Pending2018/01/16Endo International PLCENDPVARIOUS2015/09/282017/02/28
Pending2017/01/01Endo International PLCENDPVARIOUS2015/06/052017/02/28
Pending2016/07/25Endo International, plcENDPVARIOUS2015/03/022016/05/06
Pending2016/01/01EndoChoice Holdings, Inc.GI29272U1032015/06/052016/07/18
Pending2014/08/25Endocyte, Inc.ECYT29269A1022014/03/212014/05/02
Pending2017/03/06Endologix, Inc.ELGX29266S1062016/08/022016/11/16
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Pending2017/10/03Envision Healthcare CorporationEVHC29414D1002015/03/022017/07/212015/03/022017/09/18
Pending2018/10/29Envision Healthcare CorporationEVHC29414D1002018/06/102018/06/10
Pending2014/04/29Envivio, Inc.ENVI29413T1062012/04/252012/09/06
Pending2017/11/10Equifax, Inc.EFX2944291052016/02/252017/09/07
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Pending2016/01/01Espirito Santo Financial Group S.A. (Luxembourg)VARIOUS2014/10/092015/02/12
Pending2014/11/25Espirito Santo Group (Portugal/Luxemburg)VARIOUSVARIOUS2014/05/212014/07/302011/01/012014/08/01
Pending2018/07/01Estia Health Limited (Australia)EHEVARIOUS2016/04/192016/10/05
Pending2015/07/13Etsy, Inc.ETSY29786A1062015/04/162015/05/10
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Pending2018/09/10Express Scripts Holding CompanyESRX30219G1082018/03/082018/03/08
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Pending2015/12/22Extreme Networks, Inc.EXTR30226D1062013/11/042015/04/09
Pending2017/01/06Exxon Mobil CorporationXOM30231G1022016/02/192016/10/27
Pending2015/09/18EZCORP, Inc.EZPW3023011062014/10/272015/07/16
Pending2018/09/25Facebook, Inc.FB30303M1022018/04/252018/07/25
Pending2018/05/21Facebook, Inc.FB30303M1022017/02/032018/03/192017/02/032018/03/23
Pending2018/07/02Fairmount Santrol Holdings, Inc.FMSA30555Q1082018/04/202018/04/20
Pending2018/11/06Fanhua, Inc.FANH30712A1032018/04/202018/08/27
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Pending2018/10/23FAT Brands, Inc.FAT30258N1052017/10/202018/08/24
Pending2018/01/01FAT Brands, Inc.FAT30258N1052017/10/202018/06/07
Pending2008/01/20Federal Home Loan Mortgage CompanyFRE3134003012006/08/012007/11/192006/08/012007/11/23
Pending2016/11/08FEI CompanyFEIC30241L1092016/05/272016/05/27
Pending2017/03/13Fenix Parts, Inc.FENX31446L1002015/05/142016/10/12
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Pending2016/09/27Fiat Chrysler Automobiles N.V.FCAUVARIOUS2014/10/292016/07/182013/10/162016/07/18
Pending2015/11/10Fiat Chrysler Automobiles, N.V.FCAUN317381022014/08/012015/07/24
Pending2011/05/14Finisar CorporationFNSR31787A5072010/12/022011/03/082010/12/012011/03/08
Pending2018/11/05First Connecticut Bancorp, Inc.FBNK3198501032018/06/182018/06/18
Pending2016/07/05First NBC Bank Securities LitigationFNBC32115D1062013/05/102016/04/08
Pending2017/10/23First Potomac Realty TrustFPO33610F1092017/06/282017/06/28
Pending2012/05/15First Solar Inc.FSLR3364331072008/04/302012/02/28
Pending2016/06/13FirstMerit CorporationFMER3379151022016/01/262016/01/26
PendingFitbit, Inc.FIT33812L1022015/06/182016/05/19
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Pending2018/08/20Flex Pharma, Inc.FLKS33938A1052017/11/062018/06/12
Pending2018/07/09Flex, Ltd.FLEXY2573F1022017/01/262018/04/26
Pending2016/01/11Flotek Industries, Inc.FTK3433891022014/10/232015/11/09
Pending2014/11/18Flow International CorporationFLOW3434681042013/11/142013/11/14
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Pending2018/07/24Fluor CorporationFLR3434121022013/08/142018/05/03
Pending2018/05/08Foot Locker, Inc.FL3448491042016/08/192017/08/17
Pending2014/10/31Forge Group Limited (Australia)FGEVARIOUS2013/01/012014/02/11
Pending2015/04/07Formosa Oilseed Processing Co Ltd. (Taiwan)1225VARIOUS2013/10/302013/10/30
Pending2017/10/13Forterra, Inc.FRTA34960W1062016/10/192017/08/14
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Pending2016/03/28Freeport-McMoRan, Inc.FCX35671D8572015/02/272016/01/15
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Pending2018/01/01Funko, Inc.FNKO3610081052017/11/022017/11/16
Pending2018/08/27Funko, Inc.FNKO3610081052017/11/012018/06/04
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Pending2017/04/10FXCM, Inc.FXCM3026932052012/03/152017/02/06
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Pending2017/04/17Galena Biopharma, Inc.GALE3632565042014/08/112017/01/31
Pending2017/11/30Gazprom (Russia)OGZPYVARIOUS2017/07/102017/07/10
Pending2018/10/01GDS Holdings LimitedGDS36165L1082016/11/022018/07/31
Pending2017/03/06General Cable CorporationBGC3693001082012/02/232016/02/10
Pending2018/05/04General Electric CompanyGE3696041032017/07/212017/10/202013/02/262018/01/24
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Pending2017/04/17Genworth Financial, Inc.GNW37247D1062016/10/232016/10/23
Pending2018/03/30GetSwift Limited (Australia)GSW.AXVARIOUS2017/02/242018/01/19
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Pending2018/01/01GetSwift Limited (Australia)GSWVARIOUS2017/02/242018/01/19
Pending2015/01/26GFI Group Inc.GFIG3616522092014/07/302014/09/08
Pending2018/05/22Giga Watt, Inc. and Giga Watt Pte. Ltd (Initial Coin Offering)N/AN/A2017/05/192017/07/31
Pending2018/02/05Gigamon, Inc.GIMO37518B1022017/10/262017/10/26
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Pending2018/09/07Glencore PLCGLNCY; GLCNFVARIOUS2016/09/302018/07/02
Pending2018/01/01Glencore PLC (United Kingdom)GLENVARIOUS2018/07/032018/07/03
Pending2016/10/24Global Digital Solutions, Inc.GDSI37944K1062013/10/082016/08/12
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Pending2010/12/03GlobalSantaFe CorporationGSF0139561112007/10/022010/04/20
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Pending2018/08/31Gramercy Property TrustGPT3850023082018/05/062018/05/06
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Pending2017/04/17Harman International Industries, Inc.HAR4130861092017/01/102017/01/10
Pending2017/05/15Hastie Group Limited (Australia)HSTVARIOUS2011/06/142012/05/282011/06/142012/04/17
Pending2016/08/29Hatteras Financial Corp.HTS41902R1032016/04/112016/04/11
Pending2016/07/11HCP, Inc. Securities LitigationHCP40414L1092015/03/302016/02/08
Pending2017/09/11HD Supply Holdings, Inc.HDS40416M1052016/11/092017/06/05
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Pending2016/03/22HeartWare International Inc.HTWRVARIOUS2014/06/102016/01/112014/06/102016/01/10
Pending2018/10/01Helios and Matheson Analytics, Inc.HMNY42327L3092017/08/152018/07/26
Pending2018/05/07Henry Schein, Inc.HSIC8064071022013/03/072018/02/12
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Pending2012/10/02Hewlett-Packard Company, Inc.HPQ4282361032007/11/132010/08/06
Pending2014/10/01Hey Song Corp. (Taiwan)1234VARIOUS2012/02/222012/03/07
Pending2017/07/07Hongli Clean Energy Technologies, Corp.CETC4385862082015/10/132017/04/072012/09/282017/04/07
Pending2016/05/09Horizon Pharma plcHZNPG4617B1052014/03/132016/02/26
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Pending2017/11/30Hsin Ba Ba Corp. (Taiwan)9906VARIOUS2013/05/132013/07/17
Pending2016/07/01HTM International Holding Ltd. (Taiwan)4924VARIOUS2013/09/102014/12/31
Pending2015/12/07Hudson City Bancorp, Inc.HCBK4436831072013/02/202013/02/20
Pending2016/02/16Hutchinson Technology IncorporatedHTCH4484071062015/11/022015/11/02
Pending2015/08/24Iconix Brand Group, Inc.ICON4510551072013/02/202015/04/172013/02/202015/08/07
Pending2017/02/14Illumina, Inc.ILMN4523271092016/07/262016/10/10
Pending2015/04/02Iluka Resources Ltd. (Australia)ILUVARIOUS2012/05/082012/07/082012/04/122012/07/08
Pending2017/06/30ImmunoCellular Therapeutics, Ltd.IMUC4525362042012/05/012013/12/11
Pending2016/08/08Immunomedics, Inc.IMMU4529071082016/04/202016/06/022016/04/202016/06/03
Pending2017/01/09Impax Laboratories, Inc.IPXL45256B1012014/02/252016/11/032014/02/202016/11/03
Pending2018/03/05Impax Laboratories, Inc.IPXL45256B2012017/10/172017/10/17
Pending2014/01/01Imperial Metals Corporation (Canada)III.TOVARIOUS2011/08/152014/08/04
Pending2018/10/09Impinj, Inc.PI4532041092018/05/072018/08/022017/05/042018/08/02
Pending2016/04/04Imprivata, Inc.IMPR45323J1032015/07/302015/11/02
Pending2018/01/30INC Research Holdings, Inc. (n/k/a Syneos Health, Inc.)INCR45329R1092017/05/102017/11/09
Pending2017/01/09InfuSystem Holdings, Inc.INFU45685K1022015/05/122016/11/07
Pending2018/07/09InnerWorkings, Inc.INWK45773Y1052015/08/112018/05/07
Pending2017/03/27Innocoll Holdings, PLCINNLVARIOUS2016/11/032016/12/292016/03/172016/12/29
Pending2015/09/30Innovation Infinity Global Corp. (Taiwan)4996VARIOUS2013/01/302013/01/31
Pending2017/03/07Inotek Pharmaceuticals CorporationITEK45780V1022015/07/232016/12/30
Pending2016/08/23Inovalon Holdings, Inc.INOV45781D1012015/02/122016/06/24
Pending2017/05/16Insys Therapeutics, Inc.INSY45824V2092016/02/232017/03/15
Pending2016/04/04Insys Therapeutics, Inc.INSY45824V2092015/03/032016/01/25
Pending2018/03/12Intel CorporationINTC4581401002017/07/272018/01/04
Pending2017/09/29Intellipharmaceuticals International, Inc.IPCI4581731012016/01/142017/07/262015/05/212017/07/26
Pending2017/11/27Intercept Pharmaceuticals, Inc.ICPT45845P1082016/05/312017/09/20
Pending2018/03/05InterOil CorporationIOC4609511062017/02/222017/02/22
Pending2016/07/05Intrexon CorporationXON46122T1022015/05/122016/04/20
Pending2013/06/25Intuitive Surgical, Inc.ISRG46120E6022011/10/192013/04/182012/02/062013/07/18
Pending2015/03/09InvenSense, Inc.INVN46123D2052014/07/292014/10/28
Pending2017/05/12InvenSense, Inc.INVN46123D20152016/12/212016/12/21
Pending2016/01/01Inventure Foods, Inc.SNAK4612121022014/09/172016/04/04
Pending2018/02/09Inventure, Inc.SNAK4612121022017/10/262017/10/26
Pending2015/10/05Investment Technology Group, Inc.ITG46145F1052011/02/282015/07/292011/02/282015/08/03
Pending2014/10/06InVivo Therapeutic Holdings Corp.NVIV46186M1002013/04/052013/08/26
Pending2017/04/28Invuity, Inc.IVTY46187J2052016/07/192016/11/03
Pending2018/07/01IOOF Holdings Limited (Australia)IFLVARIOUS2014/03/032015/07/06
Pending2016/07/08IRSA Inversiones Representaciones S.A.IRS4500472042014/11/032015/12/30
Pending2016/04/25IRSA Inversiones y Representaciones S.A.IRS4500472042014/11/032015/12/30
Pending2015/01/01Ithaca Energy Inc. (Canada)IAEVARIOUS2014/08/122015/02/25
Pending2018/01/22IXYS CorporationIXYS46600W1062017/08/252017/08/25
Pending2018/06/04IZEA, Inc.IZEA46603N3012015/05/152018/04/03
Pending2017/12/12J. Jill, Inc.JILL46620W1022017/03/092017/10/13
Pending2017/01/01Jagged Peak Energy Inc.JAGVARIOUS2017/01/272017/05/11
Pending2017/10/03Jaguar Animal Health, Inc.JAGX47008L1062017/07/312017/07/31
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Pending2017/07/21JBS, S.A.JBSAY4661101032015/06/022017/05/19
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Pending2015/01/01Jetway Information Co. Ltd. (Taiwan)6161VARIOUS2013/01/022013/03/20
Pending2018/08/31Jhen Vei Electronics Co., Ltd. (Taiwan)3520VARIOUS2015/05/192016/03/18
Pending2011/09/14Jiangbo Pharmaceuticals, Inc.JGBO47737R1012010/05/172011/05/31
Pending2018/04/10Johnson JohnsonJNJ4781601042013/02/222018/02/07
Pending2016/10/17Johnson Controls, Inc.JCI4783661072016/01/252016/01/25
Pending2016/11/07Joy Global Inc.JOY4811651082016/07/202016/07/20
Pending2016/09/19K12, Inc.LRN48273U1022013/11/072015/10/272013/10/102015/10/27
Pending2018/01/29Katanga Mining LimitedKATFF4858471072016/02/112017/11/19
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Pending2016/08/29Kimberly-Clark CorporationKMB4943681032013/02/232014/10/21
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Pending2017/04/10Kitov Pharmaceuticals Holdings, Ltd.KTOVVARIOUS2015/11/202017/02/03
Pending2018/09/21Klondex Mines, Ltd.KLDXVARIOUS2018/03/192018/03/19
Pending2016/03/07KLX Inc.KLXI4825391032015/03/092015/11/11
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Pending2018/07/14Kobe Steel, Ltd. (Japan)5406; KBSTYVARIOUS2013/05/312018/03/09
Pending2015/07/06Kraft Foods Group, Inc.KRFT50076Q1062015/03/252015/03/25
Pending2018/04/27Kraton CorporationKRA50077C1062017/10/252018/02/21
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Pending2018/03/09Kwang Ming Silk Mill Co., Ltd. (Taiwan)4420VARIOUS2013/08/282013/08/28
Pending2011/10/25LL Energy, Inc.LLEN50162D1002009/08/132011/08/02
Pending2017/01/17Lannett CompanyLCI5160121012013/09/122016/11/03
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Pending2018/08/13Latium Network, Inc. (Initial Coin Offering)N/AN/A2017/07/252018/03/01
Pending2016/05/31LeapFrog Enterprises, Inc.LF52186N1062016/02/052016/02/05
Pending2018/07/02LendingClub CorporationLC52603A1092015/02/282018/04/25
Pending2017/04/11Level 3 Communications, Inc.LVLT52729N3082016/10/312016/10/31
Pending2017/09/19Lexmark International, Inc.LXK5297711072014/08/012015/07/20
Pending2018/02/13Liberty Tax, Inc.TAX53128T1022016/06/292017/12/11
Pending2015/06/09Life Time FitnessLTM53217R2072015/03/162015/03/16
Pending2015/09/21LifeLock, Inc.LOCK53224V1002014/07/302015/07/20
Pending2017/01/17Ligand Pharmaceuticals, Inc.LGND53220K5042015/11/092016/11/14
Pending2013/09/09LinnCo, LLCLNCO5357821062012/10/122013/07/01
Pending2017/06/13Lion Biotechnologies, Inc.LBIO53619R1022013/11/142017/04/10
Pending2017/06/27Lionbridge Technologies, Inc.LIOX5362521092017/02/282017/02/28
Pending2014/09/09Lions Gate Entertainment Corp.LGF5359192032013/02/112014/03/13
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Pending2018/08/27Sibanye Gold LimitedSBGL8257242062017/04/072018/06/26
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Pending2017/07/10Silver Bay Realty Trust CorporationSBY82735Q1022017/05/052017/05/05
Pending2015/09/08Silver Wheaton Corp.SLW8283361072011/03/302015/07/06
Pending2014/01/01Silvercorp Metals Inc. (Canada)SVMVARIOUS2010/03/012011/09/12
Pending2017/12/31Sims Metal Management Limited (Australia)SGMVARIOUS2015/08/212016/02/19
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Pending2012/12/17Sino-Forest CorporationSNOFFVARIOUS2007/03/192011/08/26
Pending2018/01/01Sirtex Medical Limited (Australia)SRXVARIOUS2016/08/242016/12/09
Pending2017/10/31Sirtex Medical Limited (Australia)SRXVARIOUS2016/08/242016/12/19
Pending2017/12/22Sirtex Medical Limited (Australia)SRXVARIOUS2016/08/242016/12/09
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Pending2016/10/14SolarCity CorporationSCTY83416T1002015/05/052016/02/09
Pending2014/05/27SolarCity CorporationSCTY83416T1002013/03/062014/03/18
Pending2016/02/26SolarWinds, Inc.SWI83416B1092015/12/142015/12/14
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Pending2017/03/24Southern Company, TheSO8425871072012/04/252013/10/29
Pending2014/03/06SouthGobi Energy Resources Ltd. (Canada)SGQVARIOUS2011/03/302013/11/07
Pending2009/01/26SouthWest Water CompanySWWC8453311072006/03/162008/11/092005/05/102008/11/07
Pending2016/01/01Southwestern Energy Company - PreferredSWNC8454672082015/01/152016/10/17
Pending2015/10/26Spectranetics CorporationSPNC84760C1072015/02/192015/07/23
Pending2016/11/21Spectrum Pharmaceuticals, Inc.SPPI84763A1082015/12/162016/09/162013/02/282016/09/14
Pending2013/08/02Spirit AeroSystems Holdings, Inc.SPR8485741092011/05/052012/10/24
Pending2009/12/08SpongeTech Delivery Systems, Inc.SPNGE0302046032008/04/152009/10/05
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Pending2017/06/12Spotless Group Holdings Limited (Australia)SPOVARIOUS2015/08/262015/12/02
Pending2017/04/19Spotless Group Holdings Limited (Australia)SPOVARIOUS2015/08/252015/12/01
Pending2014/05/16Starr v. US/AIGAIG026874107Rust Consulting, Inc.
Pending2018/09/25Steinhoff International Holdings N.V. (Netherlands)SNH:GR; SNH:SJVARIOUS2013/06/262017/12/06
Pending2018/04/30Steinhoff International Holdings N.V. (Netherlands)N/AVARIOUS2015/07/122017/12/222014/07/012018/01/31
Pending2018/05/15Steinhoff International Holdings N.V. (Netherlands)SNH.GRVARIOUS2015/12/072017/12/05
Pending2018/01/01Steinhoff International Holdings N.V. (Netherlands)SNH:GR; SNHFF:PFDVARIOUS2015/12/072017/12/06
Pending2018/10/01Steinhoff International Holdings N.V. (Netherlands)SNHVARIOUS2014/09/092017/12/05
Pending2018/01/01Steinhoff International Holdings N.V. (NL/DE)SNH:GRVARIOUS2015/12/072017/12/06
Pending2018/11/16Steinhoff International Holdings N.V. (South Africa)SNH.SJ; SNH.GY; SHF.SJVARIOUS2013/06/262018/02/28
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Pending2016/09/12Stericycle, Inc.SRCLVARIOUS2013/02/072016/04/282013/02/072016/07/28
Pending2010/02/09Sterling Financial CorporationSTSA8593191052008/07/232009/01/13
Pending2018/09/17Stewart Information Services CorporationSTC8603721012018/03/182018/03/18
Pending2017/01/20StoneMor Partners, L.P.STON86183Q1002012/01/192016/10/27
Pending2016/01/01Strad Energy Services Ltd. (Canada)STRDFVARIOUS2014/01/302015/09/30
Pending2016/01/01SunEdison, Inc. (Preferred Stock)SDSNQ86732Y2082015/08/192016/08/11
Pending2017/07/21SunPower CorporationSPWR8676524062016/02/172016/08/09
Pending2016/07/05Sunrun, Inc.RUN86771W1052015/08/052016/04/132015/08/052016/02/01
Pending2017/07/03Sunrun, Inc.RUN86771W1052015/09/162017/05/022015/09/102017/05/03
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Pending2016/02/08SuperCom, Ltd.SPCBM870951192015/06/012015/11/272014/03/272015/11/27
Pending2018/11/13Supervalu Inc.SVU8685363012018/07/252018/07/25
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Pending2017/12/08Surfstitch Group Limited (Australia)SRFVARIOUS2015/08/272016/06/08
Pending2017/05/30SurfStitch Group Limited (Australia)SRFVARIOUS2014/12/162016/06/062015/10/102016/06/09
Pending2018/08/10Switch, Inc.SWCH87105L1042017/10/052018/06/11
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Pending2012/03/01Taiwan Flourescent Lamp Corporation (Taiwan)TWFLFVARIOUS2007/07/272007/07/27
Pending2017/06/03Taiwan Life Insurance Co. Ltd. (Taiwan)2833VARIOUS2015/01/222015/05/07
Pending2015/08/31Taiwan Ostor Corp. (Taiwan)8080VARIOUS2012/10/012013/02/272012/09/082013/02/27
Pending2016/01/01Takata Corporation (Japan)731234570000022006/11/072016/03/18
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Pending2018/06/13Tallgrass Energy Partners, LPTEP8745971052018/03/272018/03/27
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Pending2014/11/17TD Ameritrade Holding Corp.AMTDN/A2013/09/202014/08/05
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Pending2017/10/02TechnipFMC PLCFTIVARIOUS2017/04/272017/07/24
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Pending2015/10/01Tesco PLC (Netherlands)VARIOUS2012/04/182015/04/20
Pending2015/12/01Tesco PLC (UK)TSCO.LVARIOUS2014/08/292014/09/22
Pending2017/07/07Tesco PLC (UK)TSCDYVARIOUS2013/04/182014/10/22
Pending2018/01/01Tesco PLC (United Kingdom)TSCOVARIOUS2013/04/172014/10/23
Pending2017/12/11Tesla, Inc.TSLA88160R1012016/05/042017/10/06
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Pending2018/06/30Test-Serv Inc. (Taiwan)8079VARIOUS2015/12/042015/12/24
Pending2018/09/26Tetraphase Pharmaceuticals, Inc.TTPH88165N1052017/03/082018/02/13
Pending2016/03/28Tetraphase Pharmaceuticals, Inc.TTPH88165N1052015/03/052015/09/08
Pending2017/01/03Teva Pharmaceutical Industries LimitedTEVAVARIOUS2015/02/102016/11/032014/02/102016/11/03
Pending2017/10/23Teva Pharmaceutical Industries LimitedTEVAVARIOUS2016/11/152017/08/02
Pending2018/02/20Tezos Initial Coin Offering (ICO)N/AN/A2017/07/012017/07/14
Pending2014/01/01Theratechnologies Inc. (Canada)THVARIOUS2010/05/212010/05/26
Pending2014/03/25Thoratec CorporationTHOR8851753072010/04/292013/11/272011/05/112014/08/06
Pending2011/01/01Thornburg Mortgage Inc.THMRQ.PKVARIOUS2006/01/012007/01/31
Pending2018/03/09Time, Inc.TIME8872281042017/11/262017/11/26
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Pending2016/09/30Tokai Pharmaceuticals, Inc.TKAI88907J1072015/06/242016/07/25
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Pending2015/08/03Toshiba CorporationTOSYY; TOSBFVARIOUS2012/05/082015/05/07
Pending2017/03/24Toshiba Corporation (Japan)TOSBFVARIOUS2010/01/012015/06/122008/03/312016/04/22
Pending2015/11/15Toshiba Corporation (Japan)6502VARIOUS2010/01/012015/05/082008/04/012015/05/08
Pending2012/03/26TranS1, Inc.TSON89385X1052008/02/212011/10/17
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Pending2018/06/01TrueCar, Inc.TRUE89785L1072017/02/162017/11/06
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Pending2009/01/05UBS Financial Services Inc.N/AVARIOUS2006/05/302008/09/15
Pending2017/01/31UGL Limited (Australia)UGLVARIOUS2014/08/082014/11/05
Pending2018/01/01UGL Limited (Australia)UGLVARIOUS2014/08/082014/11/05
Pending2018/05/01Ulta Beauty, Inc.ULTA90384S3032016/03/302018/02/23
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Pending2016/02/19United Development Funding IVUDF9101871032014/06/042015/12/102014/06/042016/02/04
Pending2017/07/03United States Steel CorporationX9129091082016/11/012017/04/25
Pending2017/07/11United Technologies CorporationUTX9130171092015/04/212015/07/20
Pending2016/08/05Unitel High Technology Corp. (Taiwan)3642VARIOUS2006/01/132015/09/10
Pending2017/02/21Universal Health ServicesUHS9139031002015/02/262016/12/07
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Pending2015/01/01Valeant Pharmaceuticals International, Inc.VRXVARIOUS2013/01/012015/11/16
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Pending2015/09/28VASCO Data Security International, Inc.VDSI92230Y1042014/02/182015/07/21
Pending2018/09/04Vectren CorporationVVC92240G1012018/04/212018/04/21
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Pending2018/08/28Vieste SPE, LLCN/AVARIOUS2013/04/172018/04/27
Pending2016/01/04VimpelCom Ltd./nka VEON Ltd.VIP92719A1062011/06/302015/11/022010/12/022015/11/02
Pending2015/07/07Virtus AlphaSector Mutual FundsN/AVARIOUS2010/05/082014/12/22
Pending2015/01/20Vivint Solar, Inc.VSLR92854Q1062014/10/012014/11/10
Pending2015/02/27Vocation Limited (Australia)VETVARIOUS2014/07/032014/10/222013/12/062015/03/31
Pending2018/06/01Vocus Group Limited (Australia)VOCVARIOUS2016/11/292017/05/02
Pending2018/03/16Vocus Group Limited (Australia)VOCVARIOUS2016/11/292017/05/02
Pending2017/11/17Vocus Group Limited (Australia)VOCVARIOUS2016/11/292017/05/02
Pending2017/10/30Volkswagen AGVLKPY; VLKAYVARIOUS2013/03/142017/07/26
Pending2015/11/24Volkswagen AGVLKAY, VLKPY, VLKAFVARIOUS2010/11/192015/09/21
Pending2016/08/19Volkswagen AG (Bondholders Class Action)N/AVARIOUS2014/05/232015/09/22
Pending2016/01/01Volkswagen AG (Canada)VOW; VLKAY; VLKPYVARIOUS2009/03/122015/09/18
Pending2017/08/01Volkswagen AG (Germany)VOW; VOW3; PAH3VARIOUS2008/01/012015/12/31
Pending2015/10/30Volkswagen AG (Germany)VOWVARIOUS2008/06/062015/09/22
Pending2018/08/31Volkswagen AG (Germany)VOWVARIOUS2008/06/062015/09/22
Pending2017/07/21Volkswagen AG (Germany)VOWVARIOUS2009/01/012015/09/18
Pending2018/10/31Volkswagen AG (Germany)VOWVARIOUS2008/10/292015/09/17
Pending2017/08/25Volkswagen AG (Germany)VOWVARIOUS2014/05/012015/09/182009/01/012015/09/18
Pending2015/02/26Volkswagen AG (Germany)VOWVARIOUS2008/03/102008/10/26
Pending2016/12/31Volkswagen AG (Netherlands)VOWVARIOUS2008/04/232016/01/04
Pending2015/01/01Volkswagen AG (Netherlands)VOWVARIOUS2008/04/232015/09/21
Pending2017/12/01Volkswagen AG (Netherlands)VOWVARIOUS2008/04/232016/01/04
Pending2018/09/24Vuzix CorporationVUZI92921W3002017/11/092018/03/20
Pending2018/05/08WageWorks, Inc. Securities LitigationWAGE9304271092016/05/062018/03/012016/05/052018/03/01
Pending2013/06/04Wal-Mart de MexicoWMMVY93114W1072012/02/212012/04/22
Pending2012/07/06Wal-Mart Stores, Inc.WMT9311421032011/12/082012/04/20
Pending2015/06/09Walgreen Co. (n/k/a Walgreens Boots Alliance)WBA9314221092014/03/252014/08/05
Pending2017/05/15Walter Investment Management Corp.WAC93317W1022016/05/032017/03/132016/02/292017/03/13
Pending2015/04/07WeWin Diversification Co., Ltd. (Taiwan)4113VARIOUS2013/05/312013/06/13
Pending2016/01/29Wei Mon Industry Co. Ltd. (Taiwan)8925VARIOUS2011/07/012015/07/16
Pending2017/08/28Weibo CorporationWB9485961012017/04/272017/06/222016/04/282017/06/22
Pending2017/11/30Well Glory Development Co. Ltd. (Taiwan)5529VARIOUS2013/04/082013/07/16
Pending2018/09/01Wellard Ltd. (Australia)WLDVARIOUS2015/11/202016/08/31
Pending2018/04/16Wells Fargo CompanyWFC9497461012017/01/132017/07/27
Pending2016/11/25Wells Fargo CompanyWFC9497461012014/02/262016/09/15
Pending2017/12/11Westar Energy, Inc.WR95709T1002017/10/062017/10/06
Pending2014/01/01Western Coal Corporation (Canada)WTNVARIOUS2007/11/142007/12/10
Pending2017/03/27Western Union Company, Inc.WU9598021092012/02/242017/01/19
Pending2016/11/18WhiteWave Foods Company, TheWWAV9662441052016/07/072016/07/07
Pending2015/10/05Whole Foods Market, Inc.WFM9668371062013/08/092015/07/30
Pending2018/01/01WideOpen West, Inc.WOW96758W1012017/05/242018/06/27
Pending2016/05/09Williams Partners L.P.WPZ96949L1052015/05/132015/06/19
Pending2018/01/22Willis Towers Watson plcWLTWVARIOUS2016/01/042016/01/04
Pending2017/06/05Wins Finance Holdings, Inc.WINSVARIOUS2015/10/292017/03/29
Pending2018/08/24Woolworths Ltd. (Australia)WOWVARIOUS2014/11/272015/02/262014/08/292015/05/06
Pending2018/02/01WorleyParsons Limited (Australia)WORVARIOUS2013/08/142013/11/192013/08/142013/11/20
Pending2018/04/23Wynn Resorts LimitedWYNN9831341072014/02/282018/01/25
Pending2016/08/05Xantia Corp. (Taiwan)4922VARIOUS2006/01/132015/05/05
Pending2016/02/01XBiotech Inc.XBITVARIOUS2015/04/152015/12/01
Pending2018/01/09Xcerra CorporationXCRA98400J1082017/08/232017/08/23
Pending2016/12/23Xerox CorporationXRX9841211032012/04/232015/10/23
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Pending2017/03/31XPEC Entertainment Inc. (Taiwan)3662VARIOUS2009/05/202016/08/30
Pending2018/03/20Xunlei LimitedXNET98419E1082017/10/102018/01/11
Pending2018/10/12Xura, Inc.MESG98420V1072016/07/112016/07/11
Pending2016/06/03Yang Hwa Technology Corp. (Taiwan)4703VARIOUS2006/01/132015/06/15
Pending2018/03/19Yelp, Inc.YELP9858171052017/02/102017/05/09
Pending2015/07/27Yingli Green Energy Holding CompanyYGE98584B1032014/03/182015/05/15
Pending2018/01/01Yowie Group Limited (Australia)YOWVARIOUS2017/02/102018/02/14
Pending2016/05/03Yungshin Construction Development Co. Ltd. (Taiwan)5508VARIOUS2013/01/012013/06/05
Pending2015/12/21Zafgen, Inc.ZFGN98885E1032015/01/122015/10/16
Pending2017/09/25Zebra Technologies CorporationZBRA9892071052015/03/172016/05/09
Pending2017/10/23Zillow Group, Inc.Z98954M2002016/02/122017/08/08
Pending2017/01/31Zimmer Biomet Holdings, Inc.ZBH98956P1022016/09/072016/10/31
Pending2018/10/09Zion Oil Gas, Inc.ZN9896961092018/03/122018/07/10
Pending2017/07/31Zoompass Holdings, Inc.ZPAS98979T2062017/04/242017/05/24
Pending2018/01/01ZTO Express (Cayman) Inc.ZTOVARIOUS2016/10/262018/01/17
Pending2017/10/16ZTO Express (Cayman), Inc.ZTO98980A1052016/10/272017/08/14
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/12/146D Global Technologies, Inc.
SymbolCuspin/ISINClass BeginCase End
SIXD83002F1002010/11/032015/09/10
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Pending2018/01/01AMP Limited (Australia)
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Pending2018/01/01AMP Limited (Australia)
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2015/01/122016/11/29
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Pending2013/07/23ATP Oil Gas Corporation
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/11/30Banca Monte Dei Paschi Di Siena SpA (Italy)
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2008/01/022012/11/14
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Pending2016/08/02Banco Bradesco, S.A.
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/11Banco Santander
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/05/22Bankia, S.A. (Spain)
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BKIAVARIOUS2011/07/112012/05/25
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2009/05/03Barclays Bank Plc
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BACRVARIOUS2006/04/282009/03/04
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2009/05/11Barclays Bank Plc, American Depositary Shares, Series 4
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/09/26Barclays PLC
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/01/01Barrick Gold Corporation (Canada)
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ABXVARIOUS2009/05/072013/11/01
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/01/01BCE Inc. (Holders) (Canada)
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/01/01BCE Inc. (Sellers) (Canada)
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BCEVARIOUS2008/06/302008/07/04
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/03/17Bellamy's Australia Limited (Australia)
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2016/04/142016/12/09
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Pending2018/01/29Bellamy's Australia Limited (Australia)
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2013/01/01Bellamy's Australia Limited (Australia)
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3308VARIOUS2009/12/232010/03/08
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Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/10/06BH Global Corp Ltd. (Taiwan)
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911608VARIOUS2010/10/202010/10/27
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/04/25BHP Billiton Limited/BHP Billiton PLC
SymbolCuspin/ISINClass BeginCase End
BHP; BBLVARIOUS2014/09/252015/11/30
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/10/01BHP Billiton Limited/BHP Billiton Plc (Australia)
SymbolCuspin/ISINClass BeginCase End
BHP; BLT; BILVARIOUS2013/10/212015/11/09
Expand Class BeginExpand Class EndClaims Administration
2013/10/212015/11/30
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/09/25BHP Billiton Limited/BHP Billiton plc (Australia)
SymbolCuspin/ISINClass BeginCase End
BHPVARIOUS2014/08/272015/11/09
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/05/17BioAmber, Inc.
SymbolCuspin/ISINClass BeginCase End
BIOA09072Q1062017/01/232017/03/16
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/05/22BioCryst Pharmaceuticals, Inc.
SymbolCuspin/ISINClass BeginCase End
BCRX09058V1032018/01/212018/01/21
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/12/23Biogen, Inc.
SymbolCuspin/ISINClass BeginCase End
BIIB09062X1032014/07/232015/07/23
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/01/01Birch Mountain Resources Ltd. (Canada)
SymbolCuspin/ISINClass BeginCase End
BHMNFVARIOUS2005/04/012008/11/05
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/04/13BitConnect International PLC Initial Coin Offering (ICO)
SymbolCuspin/ISINClass BeginCase End
N/AN/A2016/11/152018/01/17
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2013/12/03BlackBerry Limited
SymbolCuspin/ISINClass BeginCase End
BBRYVARIOUS2012/09/272013/09/20
Expand Class BeginExpand Class EndClaims Administration
2013/03/282013/09/20
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2013/02/20BlackBerry Limited (Canada)
SymbolCuspin/ISINClass BeginCase End
BBVARIOUS2013/03/282013/09/20
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/06/10Blount International, Inc.
SymbolCuspin/ISINClass BeginCase End
BLT0951801052016/03/042016/03/04
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/10/16Blue Apron, Inc.
SymbolCuspin/ISINClass BeginCase End
APRN09523Q1012017/06/282017/08/16
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/11/07BlueNRGY Group Limited
SymbolCuspin/ISINClass BeginCase End
CBDEFVARIOUS2014/06/132014/10/24
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/06/02BofI Holding, Inc.
SymbolCuspin/ISINClass BeginCase End
BOFI05566U1082016/04/282017/03/30
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/12/14Bofi Holding, Inc.
SymbolCuspin/ISINClass BeginCase End
BOFI05566U1082013/09/042015/10/13
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/18Booz Allen Hamilton Holdings Corporation
SymbolCuspin/ISINClass BeginCase End
BAH0995021062008/07/312008/07/31
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/04/01BP p.l.c. (2015) (Netherlands) (Investor Claims Foundation)
SymbolCuspin/ISINClass BeginCase End
BPVARIOUS2007/05/092010/05/28
Expand Class BeginExpand Class EndClaims Administration
2007/04/092010/05/28
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2013/01/15BP p.l.c. (Canada)
SymbolCuspin/ISINClass BeginCase End
BPVARIOUS2007/05/092010/09/08
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/10/01BP p.l.c. (Netherlands)
SymbolCuspin/ISINClass BeginCase End
BPVARIOUS2007/01/162010/07/15
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/06/02BP, P.L.C.
SymbolCuspin/ISINClass BeginCase End
BP0556221042005/03/312006/08/04
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/29Brambles Ltd. (Australia)
SymbolCuspin/ISINClass BeginCase End
BXBVARIOUS2016/08/182017/02/17
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/29Brambles Ltd. (Australia)
SymbolCuspin/ISINClass BeginCase End
BXBVARIOUS2016/10/202017/02/19
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/05/11BRF S.A.
SymbolCuspin/ISINClass BeginCase End
BRFS10552T1072013/04/042018/03/02
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/06/10BrisConnections Management Company Limited (2013) (Australia)
SymbolCuspin/ISINClass BeginCase End
BCSCAVARIOUS2008/06/242008/07/31
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/04/10Bristol-Myers Squibb Company
SymbolCuspin/ISINClass BeginCase End
BMY1101221082015/01/272016/10/09
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/10/13Broadcom Corp.
SymbolCuspin/ISINClass BeginCase End
BRCM1113201072015/05/282015/05/28
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/03/03Brocade Communications Systems, Inc.
SymbolCuspin/ISINClass BeginCase End
BRCD1116213062016/11/022016/11/02
Expand Class BeginExpand Class EndClaims Administration
2016/12/122016/12/12
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/06/17Brokerage Firms (High Frequency Trading Case)
SymbolCuspin/ISINClass BeginCase End
N/AN/A2009/04/182014/04/18
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/01/01BT Group plc (United Kingdom)
SymbolCuspin/ISINClass BeginCase End
BTVARIOUS2016/05/052017/01/27
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/01/01BT Group PLC (United Kingdom)
SymbolCuspin/ISINClass BeginCase End
BTVARIOUS2013/02/012017/01/24
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/03/27BT Group, PLC
SymbolCuspin/ISINClass BeginCase End
BTVARIOUS2012/05/242017/01/20
Expand Class BeginExpand Class EndClaims Administration
2012/05/242017/01/23
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/07/01Bull Will Co. Ltd. (Taiwan)
SymbolCuspin/ISINClass BeginCase End
6259VARIOUS2013/11/152015/09/11
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/03/23Calavo Growers, Inc.
SymbolCuspin/ISINClass BeginCase End
CVGW1282461052012/03/052015/01/14
Expand Class BeginExpand Class EndClaims Administration
2012/03/052015/01/15
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/01/01Canada Lithium Corporation (Canada)
SymbolCuspin/ISINClass BeginCase End
CLQVARIOUS2010/10/282011/02/28
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/01/01Canadian Imperial Bank of Commerce (Canada)
SymbolCuspin/ISINClass BeginCase End
CMVARIOUS2007/05/312008/02/28
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/01/01Canadian Solar, Inc. (Canada)
SymbolCuspin/ISINClass BeginCase End
CSIQVARIOUS2009/05/262010/06/01
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/04Cancer Genetics, Inc.
SymbolCuspin/ISINClass BeginCase End
CGIX13739U1042017/03/232018/04/02
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/06/23CannaVEST Corp.
SymbolCuspin/ISINClass BeginCase End
CANV1376531012013/05/202014/04/03
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/12/02Capella Microsystems, Inc. (Sellers Class) (Taiwan)
SymbolCuspin/ISINClass BeginCase End
3582VARIOUS2014/07/092014/07/09
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/02/26Capitala Finance Corp.
SymbolCuspin/ISINClass BeginCase End
CPTA14054R1062016/01/042017/08/07
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/01/15Capstone Turbine Corp.
SymbolCuspin/ISINClass BeginCase End
CPST14067D4092013/11/072015/11/05
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/04/12Cardiovascular Systems, Inc.
SymbolCuspin/ISINClass BeginCase End
CSII1416191062011/09/122016/01/21
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/06/27Catalyst Hedged Futures Strategy Fund
SymbolCuspin/ISINClass BeginCase End
HFXAX; HFXCX; HFXIXVARIOUS2014/11/012017/04/28
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/08/03Catamaran Corporation
SymbolCuspin/ISINClass BeginCase End
CTRX1488871022015/03/302015/03/30
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/05/02Caterpillar, Inc.
SymbolCuspin/ISINClass BeginCase End
CAT1491231012013/02/192017/03/01
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/04CBOE Global Markets (formerly known as CBOE Holdings, Inc.)
SymbolCuspin/ISINClass BeginCase End
2004/03/262018/04/05
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/10/26CBS Corporation
SymbolCuspin/ISINClass BeginCase End
CBS.A; CBSVARIOUS2014/02/142018/07/27
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/06/19Celadon Group, Inc.
SymbolCuspin/ISINClass BeginCase End
CGI1508381002016/12/302017/04/18
Expand Class BeginExpand Class EndClaims Administration
2016/01/272017/05/02
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/05/29Celgene Corporation
SymbolCuspin/ISINClass BeginCase End
CELG1510201042016/09/122018/02/27
Expand Class BeginExpand Class EndClaims Administration
2015/01/122018/02/27
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/08/31Celladon Corporation
SymbolCuspin/ISINClass BeginCase End
CLDN15117E1072014/07/072015/06/25
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/05/15Cemex, S.A.B. de C.V.
SymbolCuspin/ISINClass BeginCase End
CX1512908892014/08/142018/03/13
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/01/03Cempra, Inc.
SymbolCuspin/ISINClass BeginCase End
CEMP15130J1092016/05/012016/11/01
Expand Class BeginExpand Class EndClaims Administration
2015/10/222016/11/01
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/04/25Cemtrex, Inc.
SymbolCuspin/ISINClass BeginCase End
CETX15130G3032016/02/112017/02/22
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/01/13Centene Corporation
SymbolCuspin/ISINClass BeginCase End
CNC15135B1012016/04/262016/09/06
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/03/05Centra Tech, Inc.
SymbolCuspin/ISINClass BeginCase End
N/AN/A2017/07/302017/10/05
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/09/21Centrais Eletricas Brasileiras S.A. - Electrobras
SymbolCuspin/ISINClass BeginCase End
EBR15234Q1082014/02/102015/04/29
Expand Class BeginExpand Class EndClaims Administration
2010/08/172015/06/24
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2013/08/05CenturyLink, Inc.
SymbolCuspin/ISINClass BeginCase End
CTL1567001062012/08/082013/02/14
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/08/21CenturyLink, Inc.
SymbolCuspin/ISINClass BeginCase End
CTL1567001062016/08/032017/06/19
Expand Class BeginExpand Class EndClaims Administration
2013/03/012017/06/19
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/12/26CenturyLink, Inc.
SymbolCuspin/ISINClass BeginCase End
CTL156700AM82013/03/012017/06/19
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/09/16Charles Schwab Corporation, The
SymbolCuspin/ISINClass BeginCase End
SCHW8085131052011/07/132016/07/13
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/01/08Cheetah Mobile, Inc.
SymbolCuspin/ISINClass BeginCase End
CMCM1630751042017/04/262017/10/25
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/05/18Chemical Mining Co. of Chile, Inc.
SymbolCuspin/ISINClass BeginCase End
SQM8336351052014/03/042015/03/17
Expand Class BeginExpand Class EndClaims Administration
2010/06/302015/03/17
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/12/05Chesapeake Energy Corporation
SymbolCuspin/ISINClass BeginCase End
CHK1651671072015/02/272016/09/28
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/08/08Chiasma, Inc.
SymbolCuspin/ISINClass BeginCase End
CHMA16706W1022015/07/152016/04/17
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/05/01Chicago Bridge Iron Company, N.V.
SymbolCuspin/ISINClass BeginCase End
CBI1672501092013/10/292014/12/10
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/04/02Chicago Bridge Iron Company, N.V.
SymbolCuspin/ISINClass BeginCase End
CBI1672501092017/12/182017/12/18
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/09/03China Agritech, Inc.
SymbolCuspin/ISINClass BeginCase End
CAGC16937A2002009/11/122011/03/11
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/08/06China Auto Logistics, Inc.
SymbolCuspin/ISINClass BeginCase End
CALI16936J2022017/03/282018/04/13
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/04/05China Electric Manufacturing Corp. (Taiwan)
SymbolCuspin/ISINClass BeginCase End
1611VARIOUS2012/08/312016/10/28
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2010/08/10China North East Petroleum Holdings, Ltd.
SymbolCuspin/ISINClass BeginCase End
NEP16941G1022009/08/142010/05/26
Expand Class BeginExpand Class EndClaims Administration
2008/05/152010/05/26
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2014/09/15China XD Plastics Company
SymbolCuspin/ISINClass BeginCase End
CXDCVARIOUS2009/08/122014/07/10
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2012/07/25ChinaCast Education Corporation
SymbolCuspin/ISINClass BeginCase End
CAST16946T1092011/02/142012/04/02
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/03/08Chipotle Mexican Grill, Inc.
SymbolCuspin/ISINClass BeginCase End
CMG1696561052015/02/042016/01/05
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/09/18Chipotle Mexican Grill, Inc.
SymbolCuspin/ISINClass BeginCase End
CMG1696561052016/02/052017/07/19
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/05/03Chong Hong Construction Co. Ltd. (Taiwan)
SymbolCuspin/ISINClass BeginCase End
5534VARIOUS2012/11/012013/01/07
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/04/04Cigna Corporation
SymbolCuspin/ISINClass BeginCase End
CI1255091092014/02/272016/01/21
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/10/02Cimic Group (f/k/a Leighton Holdings) (Australia)
SymbolCuspin/ISINClass BeginCase End
CIM; LEIVARIOUS2010/11/232013/10/07
Expand Class BeginExpand Class EndClaims Administration
2010/11/232013/10/03
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2009/05/12Citigroup Inc., Series AA
SymbolCuspin/ISINClass BeginCase End
C-PP1729675722006/03/022009/03/13
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/02/02Cobalt International Energy, Inc.
SymbolCuspin/ISINClass BeginCase End
CIE19075F1062012/02/212014/11/04
Expand Class BeginExpand Class EndClaims Administration
2011/03/012014/11/03
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/11/19Cocrystal Pharma, Inc. (f.k.a Biozone Pharmaceuticals, Inc.)
SymbolCuspin/ISINClass BeginCase End
COCP19188J3002013/09/232018/09/07
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/12/05Cognizant Technology Solutions Corporation
SymbolCuspin/ISINClass BeginCase End
CTSH1924461022016/02/252016/09/30
Expand Class BeginExpand Class EndClaims Administration
2015/02/272016/09/30
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/12/31Coland Holdings Ltd. (Taiwan)
SymbolCuspin/ISINClass BeginCase End
4144VARIOUS2011/10/112012/03/14
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2013/06/25Cole Credit Property Trust III, Inc.
SymbolCuspin/ISINClass BeginCase End
N/AN/A2013/03/062013/04/05
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/05Colony NorthStar, Inc.
SymbolCuspin/ISINClass BeginCase End
CLNS19625W1042017/02/282018/03/01
Expand Class BeginExpand Class EndClaims Administration
2017/01/102018/03/01
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2012/04/02Columbia Laboratories, Inc.
SymbolCuspin/ISINClass BeginCase End
CBRX1977791012010/12/062012/01/20
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/29Columbia Pipeline Group, Inc.
SymbolCuspin/ISINClass BeginCase End
CPGX1982801092016/05/182016/05/18
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/03/09Come True Biomedical Inc. (Taiwan)
SymbolCuspin/ISINClass BeginCase End
6236VARIOUS2013/06/032015/11/30
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/11/01Commonwealth Bank of Australia (Australia)
SymbolCuspin/ISINClass BeginCase End
CBAVARIOUS2015/08/172017/08/03
Expand Class BeginExpand Class EndClaims Administration
2015/07/012017/08/03
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/06/15Commonwealth Bank of Australia (Australia)
SymbolCuspin/ISINClass BeginCase End
CBAVARIOUS2015/07/012017/08/03
Expand Class BeginExpand Class EndClaims Administration
2014/06/162017/08/03
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2011/07/08Community Health Systems, Inc.
SymbolCuspin/ISINClass BeginCase End
CYH2036681082006/07/272011/04/08
Expand Class BeginExpand Class EndClaims Administration
2006/07/272011/04/11
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/05/17CommunityOne Bancorp
SymbolCuspin/ISINClass BeginCase End
COB20416Q1082016/02/182016/02/18
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/10/14Concordia International Corp.
SymbolCuspin/ISINClass BeginCase End
CXRXVARIOUS2015/11/122016/08/12
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/10/06Constant Contact, Inc.
SymbolCuspin/ISINClass BeginCase End
CTCT2103131022014/10/232015/07/23
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/09/04CorMedix, Inc.
SymbolCuspin/ISINClass BeginCase End
CRMD21900C1002011/03/122015/06/29
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/10/24Corrections Corporation of America
SymbolCuspin/ISINClass BeginCase End
CXW22025Y4072012/02/272016/08/17
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/01/01Coupon.com, Incorporated
SymbolCuspin/ISINClass BeginCase End
COUP22265J1022014/03/072015/03/20
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/08/15CPI Card Group, Inc.
SymbolCuspin/ISINClass BeginCase End
PMTS12634H1012015/10/082016/06/15
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/02/20Credit Suisse Group AG
SymbolCuspin/ISINClass BeginCase End
CS2254011082015/03/202016/02/03
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/05/14Credit Suisse VelocityShares Daily Inverse VIX Short Term ETNs
SymbolCuspin/ISINClass BeginCase End
VIX22542D7952018/01/292018/02/05
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/06/28Cresud Sociedad Anonima Comercial, Inmobiliaria, Financiera y Agropecuaria
SymbolCuspin/ISINClass BeginCase End
CRESY2264061062015/05/132015/12/30
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/11/05Cronos Group, Inc.
SymbolCuspin/ISINClass BeginCase End
CRON22717L1012018/08/212018/08/30
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/05/31Crown Resorts Limited (Australia)
SymbolCuspin/ISINClass BeginCase End
ASEVARIOUS2015/06/172016/10/16
Expand Class BeginExpand Class EndClaims Administration
2015/02/062016/10/16
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/05/07Crystal Rock Holdings, Inc.
SymbolCuspin/ISINClass BeginCase End
CRVP22940F1032018/02/122018/02/12
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/10/23CV Sciences, Inc.
SymbolCuspin/ISINClass BeginCase End
CVSI1266541022017/06/192018/08/20
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/01/01Cyan, Inc.
SymbolCuspin/ISINClass BeginCase End
CYNI23247W1042013/05/092013/11/04
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/01/01Daewoo Shipbuilding Marine Engineering Co., Ltd. (South Korea)
SymbolCuspin/ISINClass BeginCase End
042660.KSVARIOUS2015/03/312015/07/14
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2016/06/28Daimler AG
SymbolCuspin/ISINClass BeginCase End
DDAIF; DDAIYVARIOUS2012/02/222016/04/21
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/10/31Daimler AG (Germany)
SymbolCuspin/ISINClass BeginCase End
DDAIFVARIOUS2015/09/262018/06/11
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2017/02/14Dakota Plains Holdings, Inc.
SymbolCuspin/ISINClass BeginCase End
DAKP2342551072012/03/232016/08/15
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
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LOMAVARIOUS2017/10/312018/06/21
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2017/12/132018/04/02
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2013/03/072018/02/21
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2014/04/172016/02/05
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2016/09/202017/08/01
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2016/03/102017/07/11
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2015/01/132017/04/20
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2013/05/022017/01/30
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2015/05/052016/01/11
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2017/03/022017/06/06
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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2005/05/102008/11/07
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2013/02/282016/09/14
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2015/02/242015/12/01
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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SPOVARIOUS2015/08/252015/12/01
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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2017/01/062017/02/01
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2013/02/072016/07/28
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2015/09/102017/05/03
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2016/08/052018/01/30
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2014/03/272015/11/27
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2015/10/222016/10/21
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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2015/10/102016/06/09
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
VLKAY, VLKPY, VLKAFVARIOUS2010/11/192015/09/21
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
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Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
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Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
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Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
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Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
VOWVARIOUS2008/06/062015/09/22
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
VOWVARIOUS2009/01/012015/09/18
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2018/10/31Volkswagen AG (Germany)
SymbolCuspin/ISINClass BeginCase End
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Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
VOWVARIOUS2014/05/012015/09/18
Expand Class BeginExpand Class EndClaims Administration
2009/01/012015/09/18
Case TypeLead Motion DueClaim File DeadlineCompany Name
Pending2015/02/26Volkswagen AG (Germany)
SymbolCuspin/ISINClass BeginCase End
VOWVARIOUS2008/03/102008/10/26
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
VOWVARIOUS2008/04/232016/01/04
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
VOWVARIOUS2008/04/232015/09/21
Expand Class BeginExpand Class EndClaims Administration
Case TypeLead Motion DueClaim File DeadlineCompany Name
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SymbolCuspin/ISINClass BeginCase End
VOWVARIOUS2008/04/232016/01/04
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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2016/05/052018/03/01
Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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2016/02/292017/03/13
Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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2016/04/282017/06/22
Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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Case TypeLead Motion DueClaim File DeadlineCompany Name
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